Specialist, Business Compliance, Corporate Banking (Unfilled)

Principal Responsibilities

• Provide full-process and comprehensive legal and compliance support IBG/GTS to well manage legal and compliance risks.
• Provide professional and insightful legal and compliance advice for IBG/GTS new product, exotic transactions, specific topics/projects and new regulatory requirement implementation.
• Exercise vigilant risk assessment/identification & prevention, give early warning to risky areas/issues and take timely and sufficient action to escalate and rectify.
• Review important internal procedures and promptly propose suggestions for formulation or revision.
• Organize the implementation of relevant compliance reviews/testing/monitoring, coordinate regulatory inspections & evaluations, as well as report and handle compliance incidents.
• Keep a close dialogue with various regulators, building a trust relationship with regulators. Participate in internal and external regulatory meetings, report new compliance requirements and regulatory issues if any, and prepare relevant compliance reports.
• Help to foster a sound compliance culture, conduct compliance training, provide compliance consulting to employees, and promote adherence to behavioral compliance standards by all employees.
• Complete other legal and compliance-related tasks as required.

Education and Relevant Experience

• Bachelor's degree or above, preferably with a legal background and admission to the PRC bar.
• Have 2-3 years banking or law firm experience, preferably in corporate banking area.
• Basic knowledge on laws and regulations in the China banking industry.
• Problem solving skills
• Good interpersonal and communication skills
• Innovation and stress management
• Fluent in English (orally and in writing)
• Proficiency in AI tools and problem-solving with AI is preferred

 

Location:

PRC - Shanghai

Job:

Compliance

Schedule:

Regular

Employee Status:

Full time