- Location
- Mumbai, MDC2C, India
- Type
- Full-time
- Department
- Operations
- Seniority
- Entry
- Source
- Workday
Description
Skill required: Capital Markets Services - Regulatory Compliance Reporting
Designation: Delivery Operations Associate Manager
Qualifications:Any Graduation
Years of Experience:10 to 14 years
About Accenture
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
What would you do? • ATOM leverages deep capital markets knowledge, technology and alliances to offer front-to-back office capabilities including trading platforms, transaction processing, regulatory reporting, KYC, AML and data management. To retain its industry position, ATOM is strengthening its Risk and Compliance team with an Industry and Risk professional to minimize risk and develop its Risk Management capability. • Looking for someone with capital market experience • Mandatory or ad-hoc communication with Regulators like CASS, EMIR, Mifid etc. • as a part of a formal regulatory submission. • Includes designing reporting frameworks, developing regulatory reporting tooling (EUCs, etc. • ) and reporting assurance frameworks.
What are we looking for? • Primary skill - Regulatory Compliance Reporting • Secondary skill - Information Security • A university degree holder • Proven experience in capital markets domain Fixed Income Bonds Equity Settlements and Asset Servicing and or in Wealth and Asset Management functions • Proven experience in Operational Risk Management • Excellent understanding of risks and controls in Capital Market Operations • Excellent Stakeholders Management experience • Excellent communication skills both written and verbal. • Fluent in spoken and written English. • Proven management skills and work effectively.
Roles and Responsibilities: • Supervise a small team of AVP Specialists who will be responsible for running the risk and control framework for the deals • Responsibility for Risk and Compliance (RnC) for project deals • Responsibility for managing clients stakeholders and governance meetings in all aspects of RnC. • Coordinate with RnC functional teams to ensure all aspects of RnC framework are delivered for the deal client • Assess and manage deals Operational Risk • Responsible for compliance to client contract and Accenture requirements • Conduct and supervise reviews to assess the service delivery control environment and evaluate adherence to client identified contractual requirements Accenture policies and standards. • Ensure operations teams are aware of their roles and responsibilities to be compliant • Coordinate implementation and respond to Accenture risk self-asses programs such as service delivery representation letter • Coordinate and front-audits ensure relevant parties involved as required • Monitor and provide assurance that the identified findings and actions are tracked to closure and report to leadership thereon. • Facilitate sharing of learning from matters requiring interventions such as incidents initiate process improvements and updates to policies and standards. • Incident management for ensuring the framework for incident reporting and preventing is in place as defined by the client detailed incident reports root cause corrective and preventive actions implemented and reported to the client and Sr Accenture management as required • Change enablement participate in the building and implementation of a new RnC platform • Liaise with key Accenture functions including Internal Audit Global Asset Protection CIRT Information Security Risk and Quality Management Quality Assurance Legal Contract Management Policy teams Delivery Centre Sales teams and Accenture clients to ensure effective risk mgtAny Graduation
Designation: Delivery Operations Associate Manager
Qualifications:Any Graduation
Years of Experience:10 to 14 years
About Accenture
Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song— all powered by the world’s largest network of Advanced Technology and Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. We embrace the power of change to create value and shared success for our clients, people, shareholders, partners and communities.Visit us at www.accenture.com
What would you do? • ATOM leverages deep capital markets knowledge, technology and alliances to offer front-to-back office capabilities including trading platforms, transaction processing, regulatory reporting, KYC, AML and data management. To retain its industry position, ATOM is strengthening its Risk and Compliance team with an Industry and Risk professional to minimize risk and develop its Risk Management capability. • Looking for someone with capital market experience • Mandatory or ad-hoc communication with Regulators like CASS, EMIR, Mifid etc. • as a part of a formal regulatory submission. • Includes designing reporting frameworks, developing regulatory reporting tooling (EUCs, etc. • ) and reporting assurance frameworks.
What are we looking for? • Primary skill - Regulatory Compliance Reporting • Secondary skill - Information Security • A university degree holder • Proven experience in capital markets domain Fixed Income Bonds Equity Settlements and Asset Servicing and or in Wealth and Asset Management functions • Proven experience in Operational Risk Management • Excellent understanding of risks and controls in Capital Market Operations • Excellent Stakeholders Management experience • Excellent communication skills both written and verbal. • Fluent in spoken and written English. • Proven management skills and work effectively.
Roles and Responsibilities: • Supervise a small team of AVP Specialists who will be responsible for running the risk and control framework for the deals • Responsibility for Risk and Compliance (RnC) for project deals • Responsibility for managing clients stakeholders and governance meetings in all aspects of RnC. • Coordinate with RnC functional teams to ensure all aspects of RnC framework are delivered for the deal client • Assess and manage deals Operational Risk • Responsible for compliance to client contract and Accenture requirements • Conduct and supervise reviews to assess the service delivery control environment and evaluate adherence to client identified contractual requirements Accenture policies and standards. • Ensure operations teams are aware of their roles and responsibilities to be compliant • Coordinate implementation and respond to Accenture risk self-asses programs such as service delivery representation letter • Coordinate and front-audits ensure relevant parties involved as required • Monitor and provide assurance that the identified findings and actions are tracked to closure and report to leadership thereon. • Facilitate sharing of learning from matters requiring interventions such as incidents initiate process improvements and updates to policies and standards. • Incident management for ensuring the framework for incident reporting and preventing is in place as defined by the client detailed incident reports root cause corrective and preventive actions implemented and reported to the client and Sr Accenture management as required • Change enablement participate in the building and implementation of a new RnC platform • Liaise with key Accenture functions including Internal Audit Global Asset Protection CIRT Information Security Risk and Quality Management Quality Assurance Legal Contract Management Policy teams Delivery Centre Sales teams and Accenture clients to ensure effective risk mgtAny Graduation
About Accenture
Accenture is a leading global professional services company that helps the world’s leading businesses, governments and other organizations build their digital core, optimize their operations, accelerate revenue growth and enhance citizen services—creating tangible value at speed and scale. We are a talent- and innovation-led company with approximately 791,000 people serving clients in more than 120 countries. Technology is at the core of change today, and we are one of the world’s leaders in helping drive that change, with strong ecosystem relationships. We combine our strength in technology and leadership in cloud, data and AI with unmatched industry experience, functional expertise and global delivery capability. Our broad range of services, solutions and assets across Strategy & Consulting, Technology, Operations, Industry X and Song, together with our culture of shared success and commitment to creating 360° value, enable us to help our clients reinvent and build trusted, lasting relationships. We measure our success by the 360° value we create for our clients, each other, our shareholders, partners and communities.Visit us at www.accenture.com
Equal Employment Opportunity Statement
We believe that no one should be discriminated against because of their differences. All employment decisions shall be made without regard to age, race, creed, color, religion, sex, national origin, ancestry, disability status, military veteran status, sexual orientation, gender identity or expression, genetic information, marital status, citizenship status or any other basis as protected by applicable law. Our rich diversity makes us more innovative, more competitive, and more creative, which helps us better serve our clients and our communities.
Skills
AMLKYCRisk ManagementContract ManagementCompliance
