Hiring.Camp

Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer)

Capitalone

•

3 weeks ago

New York, NY, United States of America +1Full-timeEntry$121k – $138k

Skills & Technologies

Compliance

Ready to apply?

Opens Capitalone's career page

Apply Now
Back to jobs

Similar Jobs

30

ISG Trade Surveillance, Associate, Oversight, Monitoring and Testing

Ms
COMMERZ III, OBEROI GARDEN CITY, India

Trade Surveillance Analyst

Polymarket
New York

ISG Trade Surveillance, Associate, Oversight, Monitoring and Testing

Morgan Stanley
Mumbai, MH,IN, IN

Consultant- Trade Surveillance- Contract

SIA
Wan Chai, Hong Kong Island, Hong Kong

Compliance Specialist - Insider Trading - Trade Surveillance

Wf
111443-IND-HYDERABAD-INTL HYD WF CENTRE BLK B8 Twr-4, India

Business Analyst - Trade Surveillance Technology

Open Positions
UK - City Quays - Belfast, United Kingdom

Trade Surveillance Expert (Market Abuse & Conduct Monitoring)

Mercor
US

Technical BA Trade Surveillance

TheStaffed

Associate Director, Trade Surveillance Strategy Officer

Rbc
RBC CENTRE, 155 WELLINGTON ST W:TORONTO, Canada

Trade Surveillance Analyst

Wellington
Boston, United States of America +1 more

Trade Surveillance Analyst

Wellington
Boston, United States of America +1 more

Manager, Capital Markets Trade Surveillance and Governance

Rbc
RBC CENTRE, 155 WELLINGTON ST W:TORONTO, Canada +1 more

Associate, Trade Surveillance

Wealthsimple Technologies
Remote (Canada)

Trade Surveillance Analyst

Wellington
London, United Kingdom +1 more

Trade Surveillance Analyst

Wellington
London, United Kingdom +1 more

Trade Surveillance Analyst

Cmcmarkets
Warsaw, Poland

Senior DevOps Engineer (Trade Surveillance Platform)

Data Intellect
Belfast, Northern Ireland, United Kingdom

Senior Compliance Officer - Trade Surveillance - VN2849

Marex
New York, NY, US

Compliance Officer - Trade Surveillance - VN2849

Marex
New York, NY, US

Trade Surveillance Analyst

DriveWealth
New York, New York, United States

C&AFC – Market Trade Surveillance Specialist - AVP

Db
Singapore, One Raffles Quay

Senior Compliance Officer, Trade Surveillance

Db
London, 21 Moorfields, United Kingdom

Trade Surveillance Analyst

Interactive Brokers
Hong Kong

Trade Surveillance, Futures Compliance, Compliance

Citicclsa
London, United Kingdom

Senior Functional Analyst in Trade Surveillance Operations

Nasdaq
Vilnius, Lithuania

Business Analyst – Trade Surveillance

Nasdaq
Vilnius, Lithuania

Manager - Trade Surveillance

Ibkr
Chicago, IL

Compliance Surveillance Officer for Communication, Information Barrier, and Trade Surveillance, Senior Analyst

Db
Manila, Philippines

Senior Compliance Officer, Trade Surveillance - Vice President

Db
Jacksonville, 5201 Gate Parkway, United States of America

EMEA Trade Surveillance & Enquiries

Ms
Waterloo Street, United Kingdom