Compliance Monitoring Specialist

Fancy helping to shape the future of FinTech?
We have always been innovators. In 1996 we were the first company to share exchange rate information, free of charge on the internet. Today, we are a world leading online trading group.

Join us to:

• Help build the future of online trading 
• Be part of a culture driven by integrity and global impact
• Become part of an award-winning company - check out our full list of awards here

We are only as good as our people. Luckily, our people are the best. Join us! 

How do we work?

Execute and manage the firm’s Compliance Monitoring Programme to ensure internal controls function effectively and align with regulatory requirements. Assist the Head of Compliance in continually monitoring, assessing, and strengthening the company's control framework and risk management systems.

In this role, you will:

• Compliance Monitoring & Assurance: Execute end-to-end compliance reviews across all business functions, evaluating internal controls related to client, employee, senior management, technology, financial crime, and regulatory reporting risks.

• Reporting & Documentation: Draft clear, comprehensive monitoring reports and present findings to the Head of Compliance, highlighting key risk areas and actionable recommendations.

• Procedure Development: Design, review, and refine compliance monitoring policies, testing procedures, and review frameworks to maintain high standards of governance.

• Remediation & Improvement: Identify control deficiencies and collaborate with operational teams to develop and execute practical, timely remediation plans that strengthen processes.

• Regulatory Guidance: Maintain an in-depth, up-to-date working knowledge of relevant regulatory rules to provide pragmatic advice and guidance across internal departments.

• Culture & Awareness: Act as a compliance champion, embedding a strong regulatory mindset and risk-aware culture across all levels of the organization.

What skillset do you need to be successful in this role?

• Industry Experience: Proven track record in a generalist compliance or compliance monitoring role within the FX / CFD sector.

• Regulatory Knowledge: Deep understanding of FCA rules, handbooks, and the broader regulatory environment governing financial markets.

• Education & Credentials: Bachelor’s degree in Law, Finance, Business, or a related field; relevant professional compliance certifications (e.g., ICA, CISI) are highly desirable.

• Analytical Skills: Strong analytical ability with exceptional attention to detail, capable of identifying root causes and systemic control weaknesses.

• Communication: Superior written and verbal communication skills, with a demonstrated ability to write concise reports and engage effectively with stakeholders at all levels.

___

At OANDA, to help us efficiently process applications, we use AI-driven tools to help source and rank candidates based on professional experience and skills. While these tools provide recommendations, our recruitment process remains human-centric: all final shortlisting and hiring decisions are made by OANDA team. You have the right to request a human review of your application.

OANDA Global Corporation is a diverse and global team with offices around the world. We value the unique skills and experiences each individual brings to OANDA. We are committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide an inclusive and accessible environment for everyone. Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment and selection process, please let us know. We will work with you to provide as seamless a recruitment experience as possible.

Learn more about our culture here.

Review OANDA Privacy Policy and learn more about how we treat your personal data and protect your privacy.