Hiring.Camp

Investment Banking Compliance/Supervision Analyst- FINRA Series 9/10 or 24

Regions

Apr 21, 2026

Charlotte, NC - Blackarch Office, United States of AmericaFull-timeFinance

Skills & Technologies

ExcelCompliance

Ready to apply?

Opens Regions's career page

Apply Now

Similar Jobs

3

Investment Banking - Business Compliance Oversight

Paris, Origami, France

Compliance Officer, Broker-Dealer Investment Banking

Texas Capital Center, United States of America

Senior Compliance Consultant - Capital Markets, Commercial and Investment Banking, Institutional B/D and Asset Management (Hybrid - Metro NYC OR Buffalo, NY)

New York, NY, United States of America