SVP – Wealth Business Risk and Controls – Governance, Escalation and Reporting (UAE Nationals Only)

Risk and Controls Governance: Lead the strategic development and continuous enhancement of governance deck content and format for various senior management forums specific to the wealth management business. Define the key messages, data points, and insights required to effectively communicate the state of the wealth control environment, emerging risks, and control performance. Coordinate and collaborate extensively with various stakeholders across the Wealth business, including first line of defense control officers, operational risk, compliance, legal, finance, and technology teams, to gather relevant data and updates Design and prepare visually compelling and executive-ready presentations that effectively convey complex risk and control information in a clear, concise, and impactful manner. Ensure all presentations adhere to established governance guidelines, branding standards, and regulatory expectations. Draft executive summaries, talking points, and accompanying documentation for presentations. Present governance decks to senior management forums and committees, articulating key findings, risks, control performance, and recommendations with confidence and clarity. Lead discussions, respond to challenging questions from senior leaders, and provide insightful perspectives on the wealth control landscape. Act as a subject matter expert during presentations, demonstrating a deep understanding of the wealth business and its control environment. Implement and maintain comprehensive escalation protocols for identifying, logging, assessing, reporting, and resolving risk events, control deficiencies, operational incidents, and compliance breaches within the wealth management business. Provide periodic (e.g. weekly, monthly) updates and key risk indicators on control environment Ensure all material issues are promptly escalated to senior management, Second Line of Defense (SLOD) Risk and Compliance, Legal, and other relevant stakeholders. Facilitate clear and concise communication with all parties involved in an escalation, ensuring transparency and accountability. Manage Operations Loss, booking, tracking, linked attestations, and actions to be undertaken. Supports Issue and Corrective Action Plan (ICAP) lifecycle, partnering with Issue Management Controls Team, on logging, tracking, and managing all identified regulatory compliance issues, control deficiencies, and audit findings. Collaborate with issue owners and relevant stakeholders to define clear, measurable, and time-bound remediation plans, ensuring accountability and adherence to agreed timelines. Develop and present comprehensive reports on issue status, trends, and risk exposure to various governance committees, ensuring transparency and timely decision-making. Minimum of 8-10 years of experience in Risk, Controls, compliance, audit, or other control-related functions in the financial services industry. Demonstrated experience with Escalation and governance protocols, regulatory inventory management and internal control programs. Strong understanding of relevant financial services regulations (e.g., AML, KYC, consumer protection, data privacy, prudential regulations) is highly valued. Exceptional analytical skills with the ability to interpret complex regulatory texts, assess their practical implications, and identify root causes of risk. Analytical Thinking, Business Acumen, Constructive Debate, Escalation Management, Issue Management, Policy and Procedure, Policy and Regulation, Risk Controls and Monitors, Risk Identification and Assessment, Stakeholder Management. ------------------------------------------------------ For complementary skills, please see above and/or contact the recruiter. ------------------------------------------------------