- Location
- RBC CENTRE, 155 WELLINGTON ST W:TORONTO, Canada
- Type
- Full-time
- Seniority
- Manager
- Experience
- 3+ years
- Closing date
- Today
- Source
- Workday
Description
Job Description
What is the opportunity?
The Manager, Futures Exchange Solutions will join a team within RBC Capital Markets Global Futures, focusing on Exchange Traded Derivatives regulatory reporting and Exchange Initiatives. They will work closely with partners in Compliance, Futures Operations, Futures IT, and Global Exchanges and CCPs to ensure RBC Futures maintains compliance with internal and external regulatory requirements
Gain deep expertise in exchange-traded derivatives regulatory reporting while working alongside experienced futures professionals. This role offers exceptional exposure to global exchanges, regulators, and senior stakeholders, with opportunities to drive process improvements using technology and creative problem-solving
Work on a close-knit, collaborative team that values knowledge-sharing, mutual support, open communication, employee growth and development as well as continuous learning
Encouraged to leverage AI tools and automation to increase efficiency and reduce manual effort and champion these initiatives through to implementation
Build your professional network through participation in industry forums, exchange working groups, and regulatory dialogues
Develop comprehensive knowledge of futures markets, regulatory frameworks across North America, Europe, and Asia, and sophisticated trading systems
What will you do?
Serve as the point of contact for North American exchange regulatory reporting matters, while providing backup coverage and support for other regions to ensure continuity and global consistency in reporting practices
Maintain and enhance the inventory of exchange regulatory reporting obligations, ensuring completeness, accuracy, and alignment with current exchange requirements across all applicable markets
Monitor exchange regulatory initiatives, rule changes, and reporting requirements from inception through implementation, tracking timelines, dependencies, and deliverables to ensure the firm remains on schedule and in compliance
Lead or support individual and concurrent regulatory reporting initiatives, coordinating workstreams across Compliance, Operations, Technology, and external stakeholders including exchanges and clearing brokers
Develop and maintain comprehensive process documentation for all regulatory reporting workflows, ensuring procedures are current, actionable, and audit-ready
Serve as a subject matter resource on exchange regulatory reporting requirements, providing guidance and support to Operations teams on interpretation, exception handling, and process execution
Build and maintain strong working relationships with exchange contacts, regulatory bodies, and internal partners to facilitate effective communication and issue resolution
Identify gaps, control weaknesses, or process inefficiencies in current reporting practices and recommend enhancements to strengthen the control environment
Represent the firm at industry forums, working groups, and exchange-hosted calls to stay current on regulatory developments, share best practices, and contribute to industry dialogue on reporting standards and emerging requirements
Develop proficiency in the XTP books and records system, understanding its architecture, data flows, and reporting capabilities as they relate to regulatory reporting obligations and audit trail requirements
Build and maintain deep knowledge of exchange rule books and regulatory frameworks, serving as a reference point for rule interpretation and ensuring operational practices align with published requirements
Conduct periodic reviews of existing controls related to regulatory reporting, assessing design and operating effectiveness, identifying gaps, and partnering with Compliance and Operations to implement remediation where needed
Stay current on rule book amendments and exchange circulars, assessing their impact on existing processes and controls, and communicating relevant changes to affected stakeholders
What do you need to succeed?
3+ years of experience in Futures Operations, Compliance, Regulatory Reporting or related Capital Markets Operations (preference to cleared derivatives)
Understanding of or exposure to regulatory frameworks such as CIRO, CFTC/NFA, or EMIR/MiFIR
Working knowledge of the trade lifecycle, including execution, clearing, settlement, and books and records requirements
Experience developing, documenting, and improving operational processes and controls
Demonstrated ability to work across functions including Operations, Compliance, Technology, and external parties such as exchanges and clearing brokers
Knowledge of the trade Lifecycle, from Execution to Clearing (Futures Preferred)
Knowledge of Futures/Options products, trading practices and trading terminology
Project Management skillset, have the ability to track and progress multiple initiatives simultaneously
Strong emotional intelligence and time management skills that support effective collaboration
Strong analytical and organizational skills with high attention to detail and a natural curiosity for problem-solving. Comfortable learning new systems through hands-on experience, asking insightful questions, and explaining complex regulatory concepts clearly to non-technical stakeholders
Strong verbal and written communication skills with ability to build effective relationships across all organizational levels, from operational peers to senior leadership and external partners. Comfortable delivering results both independently and as part of a team, sharing knowledge openly, and adapting working style to support colleagues and complement team dynamics
What’s in it for you?
We thrive on the challenge to be our best, a mindset of continuous learning, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
Leaders who support your development through coaching and managing opportunities
Work in a dynamic, collaborative, high-trust, and high-performing team
Opportunities to do challenging work
Flexible work/life balance options
Job Skills
Customer Service, Customer Service Management, Decision Making, Interpersonal Relationship Management, Investment Performance Measurement, Operational Delivery, Process Improvements, Risk Management, Time Management, Treasury ManagementAdditional Job Details
Address:
City:
Country:
Work hours/week:
Employment Type:
Platform:
Job Type:
Pay Type:
Posted Date:
Application Deadline:
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.