Capital Market Compliance Specialist

Become a part of Thailand’s no.1 Digital Service Provider, Who strives to provide best services that help people fulfil their dreams.

We are looking for potential candidates who are eager to learn and grow to join our young talent team.

Job Posting Location

Bangkok

Job Summary

1.Compliance Tasks
• Manage SET and SEC disclosures (e.g., Form 56-1 One Report and notifications to the SET and SEC).
• Evaluate compliance issues and regulatory concerns across the Company.
• Monitor changes in relevant laws and regulations in capital market and recommend appropriate actions.
• Develop, implement and monitor compliance policies, procedures and governance frameworks to ensure compliance
• with capital market laws, SEC/SET regulations, and internal requirements, e.g., Material Transactions (MT), Related Party
• Transactions (RPT) and insider trading.
• Conduct compliance training to promote awareness and understanding of regulatory requirements and internal policies.
2.Governance & Oversight
• Oversee subsidiaries, joint ventures, and associate companies to ensure alignment with the Company's governance standards.
• Provide governance advisory for significant business initiatives, investments, and strategic transactions.
3.Corporate Governance & ESG
• Monitor emerging corporate governance trends and provide updates to the working team and management.
• Support governance benchmarking and external assessments (e.g., CGR, FTSE Russell and other governance-related ratings).

Job Description

1.Compliance Tasks

• Manage SET and SEC disclosures (e.g., Form 56-1 One Report and notifications to the SET and SEC).
• Evaluate compliance issues and regulatory concerns across the Company.
• Monitor changes in relevant laws and regulations in capital market and recommend appropriate actions.
• Develop, implement and monitor compliance policies, procedures and governance frameworks to ensure compliance
• with capital market laws, SEC/SET regulations, and internal requirements, e.g., Material Transactions (MT), Related Party
• Transactions (RPT) and insider trading.
• Conduct compliance training to promote awareness and understanding of regulatory requirements and internal policies.

2.Governance & Oversight

• Oversee subsidiaries, joint ventures, and associate companies to ensure alignment with the Company's governance standards.
• Provide governance advisory for significant business initiatives, investments, and strategic transactions.

3.Corporate Governance & ESG

• Monitor emerging corporate governance trends and provide updates to the working team and management.
• Support governance benchmarking and external assessments (e.g., CGR, FTSE Russell and other governance-related ratings).

Recruiter

Worranit Lertputtibunhiran (วรนิษฐ์ เลิศพุฒิบุญหิรัญ)