- Location
- Hong Kong
- Type
- Full-time
- Department
- Finance
- Seniority
- Manager
- Experience
- 5+ years
- Closing date
- 2 weeks ago
- Source
- CareersPage
Description
Key Duties:
- Maintain core operational risk workflows and track day-to-day control gaps.
- Log operational loss events, analyze root causes, and follow up on fixes.
- Support standard retail wealth product onboarding and new business risk reviews.
- Execute regular RCSA cycles across retail brokerage and back-office units.
- Assist with BCM drill coordination and system module testing.
Requirements:
- Degree in Business, Finance, or Accounting.
- 5–8 years of experience in operational risk or internal control within Hong Kong securities firms.
- Familiarity with SFC internal control requirements.
- Strong communication skills to coordinate across internal departments.
- Famila