Senior AML Specialist

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We have always been innovators. In 1996 we were the first company to share exchange rate information, free of charge on the internet. Today, we are a world leading online trading group.

Join us to:

• Help build the future of online trading 
• Be part of a culture driven by integrity and global impact
• Become part of an award-winning company - check out our full list of awards here

We are only as good as our people. Luckily, our people are the best. Join us! 

How do we work?

The AML Team is responsible for the onboarding AML associated decisions across both North American Divisions (Canada and US), thereby ensuring that the onboarding of new clients is in adherence with relevant local regulations and legal requirements, in support of continued OANDA growth.

In this role, you will:,

• Collaborate and assist AML Associates with AML related decisions associated with onboarding and risk assessments; exercising both discretion and judgement, and after using initiative to conduct appropriate investigations:

  • Reviewing and assessing individual new account applications.

  • Reviewing and assessing corporate new account applications.

  • Reviewing and assessing new Affiliates/ IBs.

• SME (subject matter expert) and point of referral/ escalation for:

  • Personal Information updates.

  • Deceased clients.

  • Closing accounts.

  • Joint accounts.

  • Power of Attorney.

  • Application anomalies.

• Adherence to local regulations (eg: CIRO and NFA) and relevant AML laws, via adherence to procedures.

• Maintain an appropriate audit trail and documentation in all instances, to evidence/support the review and assessment of each onboarded applicant/query.

• Local point of escalation for all referrals/ suspicions, and when necessary following investigations and use of initiative escalate to the Team Manager for further review and investigation.

• Operate effectively and efficiently in order to ensure that personal variable volume lead quantative targets are met, as well as qualitative expectations.

• Identify areas for development, in terms of: operational process, systems and individual training needs.

• Other duties as required.

What skillset do you need to be successful in this role?

• Experience required: Two years of relevant experience working for an investment dealer.

• A Designated Supervisor categorisation. If the applicant is still on the process of getting the certification, they will be required to complete the proficiency requirements within 2-months of employment.

• The ability to be registered as a supervisor with CIRO.

• Education required: Conduct and Practises Handbook Course, Derivatives Fundamental Course, Futures Licensing Course, Investment Dealer Supervisors Course, Canadian Commodities Supervisor Examination or Series 3 Examination and Investment Dealer Supervisors Course.

• Minimum 2 years experience in a client facing role.

• Ability to work independently and multi-task with minimal supervision.

• Excellent decision making, time management and organisational skills.

• Strong written and verbal communication skills, and solution focused.

• AML focussed, with firm grasp of the purpose of the underlying regulatory and legal requirements.

• AML risk recognition, problem solving with maximum attention to detail.

• Perform well under pressure.

• Client focussed/centric approach.

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At OANDA, to help us efficiently process applications, we use AI-driven tools to help source and rank candidates based on professional experience and skills. While these tools provide recommendations, our recruitment process remains human-centric: all final shortlisting and hiring decisions are made by OANDA team. You have the right to request a human review of your application.

OANDA Global Corporation is a diverse and global team with offices around the world. We value the unique skills and experiences each individual brings to OANDA. We are committed to creating and sustaining a collegial work environment in which all individuals are treated with dignity and respect and one which reflects the diversity of the community in which we operate. We provide an inclusive and accessible environment for everyone. Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment and selection process, please let us know. We will work with you to provide as seamless a recruitment experience as possible.

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