- Location
- Sydney, New South Wales, Australia · published
- Type
- Full-time
- Department
- Legal
- Source
- Workable
Description
About the Company:
TMGM stands at the forefront of online trading and investment services, proudly serving as Chelsea FC's Official Regional Online Forex and Trading Partner in Asia Pacific. With a global presence and offices spanning three continents, TMGM has earned its reputation as a trusted CFD trading provider. We embody excellence through a commitment to regulatory compliance, technological innovation, and unparalleled customer service.
At TMGM, our vision goes beyond providing a platform for trading; we aspire to empower our clients with the best trading conditions. We leverage industry-leading and cutting-edge innovative platforms to ensure that your trading experience is nothing short of exceptional. Our relentless commitment to research and development continually pushes the boundaries of liquidity and usability, giving you the tools you need to thrive in an ever-evolving financial landscape.
About the Role:
The Compliance Officer, guided by the Chief Compliance Officer, teams up with various internal departments, our headquarters, and trusted external partners. In this role, you'll play a key part in supporting the company’s compliance efforts across different regions, helping us stay aligned with all relevant laws, regulations, and internal policies as a licensed financial services provider.
Key Responsibilities:
- Coordinate with local agents, corporate service providers, and regulatory authorities to manage corporate secretarial and compliance obligations in relevant jurisdictions.
- Prepare, review, and file statutory forms, resolutions, meeting minutes, and supporting corporate documentation.
- Maintain accurate and up-to-date corporate records, registers, and compliance documentation.
- Monitor filing deadlines and ensure timely submission of required documents to regulators and authorities.
- Liaise with internal departments including Sales, Marketing, Back Office, and Human Resources to collect relevant information and support operational compliance requirements.
- Support the development, implementation, and enhancement of the company’s compliance framework, policies, procedures, and internal controls.
- Assist in the planning, design, and implementation of compliance projects and initiatives.
- Provide requested company documents and compliance information to internal and external stakeholders as required.
- Support headquarters and management in maintaining governance standards and regulatory compliance across multiple jurisdictions.
- May require occasional visits to service providers, regulators, or government offices.