Manager

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Job Family

證券交易服務/Retail Securities Dealing

Job Description

Responsibilities

• To execute futures and options, forex, securities and related orders for all clients
• To provide fundamental and technical analyses to clients
• To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving of out-trades.
• To ensure work and duties are carried out professionally, and comply with all rules and regulations of local /overseas regulators and exchanges
• To assist back-office departments in trade-related work, ensure institutional customers’ trade confirmations are promptly emailed to the customers. Copies of such confirmations are to be given to the Operations team (settlement)
• To solicit and provide feedback on any customers’ unusual trading patterns (e.g sudden over-speculative behaviors), patterns of movement of funds, to HODs and Compliance department.
• To monitor activities (asides from trading within limits and margin sufficiency) that could be related to money laundering and terrorism financing. Must have a good understanding of the factors which contribute to arouse suspicion in such activities.
• To check and monitor customer’s equity and position limits to ensure no over-trading
• To escalate immediately on occurrence of error, to ensure a detailed account of error report is made promptly

Education – Degree / Field of Study

Work Shift