- Location
- Mumbai, India
- Department
- Legal
- Education
- Bachelor
- Source
- Keka
Description
About the Company
Abans Group is a diversified listed financial services organization with businesses spanning Capital Markets, Broking, Commodities, Research, Lending, Asset Management, Investment Advisory, and Global Financial Services.
Abans Group is an India-headquartered diversified business group founded by Abhishek Bansal in 2005, with a strong foundation in commodities trading. Over the years, the Group has expanded into financial services, investment management, institutional broking, lending and technology, with an international business presence. With operations spanning multiple geographies, the Group provides innovative solutions across capital markets and commodity ecosystems.
Job Description – AML Compliance
Designation: Senior Manager/ AVP
Function: Compliance
Location: Mumbai
Experience: 5–8 Years
Role Summary
We are looking for an experienced AML Compliance professional to strengthen our Financial Crime Compliance function. The role will focus on AML/KYC reviews, transaction monitoring, sanctions screening, regulatory reporting, and ensuring compliance with applicable AML/CFT regulations.
Key Responsibilities
- Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and periodic KYC reviews.
- Review customer risk profiles, UBO structures, and high-risk client onboarding cases.
- Perform transaction monitoring and investigate unusual or suspicious activities.
- Conduct sanctions, PEP, and adverse media screening.
- Assist in identification and reporting of Suspicious Transaction Reports (STRs).
- Ensure compliance with PMLA, SEBI AML Guidelines, FIU-IND requirements, and internal AML policies.
- Support regulatory inspections, audits, and compliance reviews.
- Assist in AML risk assessments, policy updates, and enhancement of financial crime controls.
- Stay updated on regulatory developments and industry best practices.
Experience & Skills
- 5-10 years of relevant AML/Financial Crime Compliance experience in Broking, Capital Markets, Banking, NBFCs, Wealth Management, FinTech, or Financial Services.
- Strong hands-on experience in:
- AML/KYC Compliance
- CDD & EDD Reviews
- Transaction Monitoring
- AML Investigations
- Sanctions & PEP Screening
- STR Reporting
- Customer Risk Assessment
- Experience with tools such as World-Check, Dow Jones, Actimize, Oracle FCCM, or similar platforms will be an advantage.
- Sound understanding of PMLA, SEBI AML regulations, FATF standards, and financial crime compliance frameworks.
Qualifications
- Bachelor's or master’s degree in commerce, Finance, Law, Business Administration, or a related field.
- CAMS (ACAMS) certification strongly preferred.
- Additional certifications such as CGSS, ICA AML, NISM AML/KYC, IIBF AML/KYC, or CFE will be an added advantage.
Ideal Candidate
- Strong analytical and investigation skills.
- Excellent report writing and stakeholder management abilities.
- Attention to detail with a strong understanding of financial crime risks and regulatory requirements.
Skills
OracleAMLKYCCompliance