- Location
- Hong Kong - One Pacific Place
- Type
- Full-time
- Department
- Management
- Seniority
- Entry
- Experience
- 3+ years
- Education
- Bachelor
- Source
- Workday
Description
Key Areas of Responsibilities
- Responsible for the Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, including end-to-end new account opening and periodic reviews of existing clients.
- Ensure that all onboarding and review activities comply with Anti-Money Laundering (AML), Tax Evasion, and Countering the Financing of Terrorism (CFT) regulations and guidelines.
- Conduct thorough sanity checks and collaborate with the Key Responsible Manager (KRM) to validate the customer’s information.
- Conduct name screening and ensure all adverse news has been cleared, documented, and escalated appropriately.
- Effective communication with Compliance, Legal, Key Responsible Manager (KRM), Product Development Team, and other relevant stakeholders regarding documentation requirements, ensuring adherence to regulatory standards and procedures.
- Maintain accurate and complete records of the KYC information and documentation in the relevant systems in a timely manner.
- Ensure to deliver high quality service to internal clients in a professional and efficient manner.
Requirements
- Bachelor's degree in business, finance, or equivalent education
- At least 3 years of experience in KYC/CDD review in banking and finance industry
- Attentive to details, diligent, independent and able to work under pressure
- Self-motivated and work as a team player with good communication skills
- Good command in written and spoken English and Cantonese
- Business level Putonghua as a minimum
Stay informed on CITIC CLSA Job Opportunities
Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.
Skills
AMLKYCCompliance
