BAPM, Compliance IT, Information Technology

Key Areas of Responsibilities

• Liaise with Compliance stakeholders to gather requirements, analyze business needs, and design technology solutions that support regulatory and operational objectives.
• Conduct gap analysis, impact assessment, and feasibility studies on business requirements, and recommend aligned technology strategies.
• Prepare and maintain business requirement documents, test scenarios, and user manuals.
• Collaborate with cross-functional teams, including Compliance, vendors, and internal IT teams to deliver technology solutions.
• Participate in project planning, scope management, and stakeholder communications to ensure successful project delivery.
• Develop, coordinate, and execute UAT plans, test cases, and defect management activities to ensure solutions meet business requirements.
• QA Testing and ensure changes is rigorously tested before providing in UAT to users
• Manage end-to-end project lifecycle activities from initiation, requirements gathering, solution design, testing, deployment, and post-implementation support.
• Ensure solutions (either in-house or vendor) comply with CLSA standards and practices

Requirements

• Bachelor’s degree or above in IT, Business, or related disciplines.
• 8–10 years of IT project experience in financial institutions, including minimum 3 years in project management
• Proven exposure to Compliance technology domains, including COB, AML, trade surveillance, regulatory reporting and other compliance areas
• Working knowledge of SMARTS, LiquidMetrics, GoldTier, AxiomSL and ComplySci applications is a plus
• Good understanding of front-to-back trading / settlement flows in Investment Bank is an advantage
• Experience in data analysis is a plus
• Detailed-oriented and self-motivated
• Demonstrates a strong sense of accountability, ownership, and professional discipline
• Excellent communication skills

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