- Location
- Dallas, TX
- Workplace
- Hybrid
- Type
- Full-time
- Department
- Regulatory
- Seniority
- Director
- Source
- Lever
Description
Position Summary
TXSE is seeking an experienced and detail-oriented Director Compliance Officer to join our growing team in Dallas. This role is critical to ensuring compliance with applicable regulations, particularly those related to Regulation Systems Compliance and Integrity (Reg SCI). The ideal candidate has a strong background in financial markets, regulatory compliance, and risk management, with direct experience working at a broker-dealer or national securities exchange.
Skills
Risk ManagementCompliance
