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Senior Staff IT Auditor

Ameriprise Financial

·

Jun 23, 2026

Location
11068 Ameriprise India - Udyog Vihar
Workplace
Hybrid
Type
Full-time
Department
Finance
Seniority
Senior
Closing date
2 weeks ago
Source
Workday

Description

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description

Plan and execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk
management, control and governance processes. Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

  • Execute portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Present objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.
  • Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
  • Coordinate with appropriate control groups in planning and executing assigned work. Complete work within established timelines.
  • Proactively communicate/escalate challenges and roadblocks that impact ability to meet established timelines.
  • Gather information and provide input into risk assessments in conformance with department standards, generally in less complex areas.

Full-Time/Part-Time

Full time

Timings

(2:00p-10:30p)

India Business Unit

AWMPO AWMP&S President's Office

Job Family Group

Finance

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, military status, veteran status, marital status, pregnancy, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

Skills

SOXRisk ManagementCompliance

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