Due Diligence Specialist

Join us as a Due Diligence Specialist and grow your career in a collaborative, quality-focused environment.  

In this position, you will manage due diligence cases end-to-end across the Company, including First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD). This role combines execution and control responsibilities and serves as a key quality layer to help ensure complete and consistent due diligence execution, compliance with regulatory and internal standards, and quality of outputs before escalation.  

If you are analytical, detail-oriented, and motivated to take ownership of end-to-end due diligence cases while working closely with internal teams and clients, this is a great opportunity to learn, contribute, and develop your career supporting Acolin, now part of Broadridge. 

Responsibilities 

• Perform First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD) across all types of due diligence cases. 

• Review and validate work completed by junior team members to help ensure accuracy, completeness, and quality before escalation. 

• Conduct risk-based due diligence assessments in line with regulatory requirements and internal standards. 

• Manage client onboarding cases from initiation through completion. 

• Execute ongoing monitoring activities and maintain consistency across due diligence cases. 

• Maintain a complete audit trail and accurate documentation for all due diligence activities and decisions. 

• Communicate effectively with clients, internal stakeholders, and cross-functional teams, while supporting pipeline and case workflow management. 

• Provide guidance and training to junior colleagues and contribute to continuous process improvement initiatives. 

Requirements 

• Solid knowledge of AML/KYC, due diligence, compliance practices, and a risk-based approach. 

• 1–3 years of experience in due diligence, AML, KYC, compliance, or financial services (fund industry preferred). 

• Solid AML/KYC knowledge and risk-based approach. 

• Knowledge and understanding of the fund industry ecosystem is a plus. 

• Strong analytical, investigative, and problem-solving skills with attention to detail. 

• Ability to work independently and manage multiple priorities in a structured manner. 

• Good communication and stakeholder management skills, with the ability to collaborate across teams. 

• Professional working proficiency in English; additional foreign languages are a plus. 

• Good knowledge of MS Office. 

• High school diploma required; university degree preferred. 

Hybrid Flexible at Broadridge   

We are made up of high-performing teams that meet in person to learn and collaborate as needed. This role will be considered hybrid, after successfully passing the probation period. 

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