Regulatory & Investment Compliance Specialist

LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.

Job Description

• Provide independent and timely advice to business and other functions of the Bank focusing on staff and trade related compliance topics in day-to-day business and in digital initiatives;

• Run and monitor key controls relating to staff conduct, conflict management, market abuse, investor classification, and portfolio mandates.

• Work with regional stakeholders to review, harmonize and update new manuals, policies and procedures when there are new regulatory or business changes.

• Provide high quality advice and training to stakeholders with respect to controls performed and on applicable internal policies and local regulation; and

• Provide training to internal staff

Requirements

• Minimum 5 years in relevant compliance/regulatory/audit environment
• Know-how of the wealth management business, capital markets, and the applicable MAS/SFA/FAA rules and regulations

• Work and deliver under pressure

• Good communication and stakeholder management skills with the ability to think out of the box

Contact Information

We are looking forward to receiving your online application.

For any further information please do not hesitate to contact us!

LGT Bank (Singapore) Ltd.

Human Resources

En Hui Teo