- Location
- RHB-IB- Penang, Malaysia
- Type
- Full-time
- Closing date
- Today
- Source
- Workday
Description
1. Order Entry Support
- Input and process trading orders accurately and promptly in the trading system on behalf of the licensed representative. Eg; Dealer’s Representative / Remisier / IVT.
- Ensure all order details are correctly entered in accordance with instructions provided by the licensed representative.
2. Trade Documentation and Record Maintenance
- Maintain proper and systematic records of trading documentation.
- Ensure trading records are updated, properly filed, and securely stored in accordance with the Bank’s record-keeping policies.
3. Compliance and Regulatory Adherence
- Perform all duties in compliance with applicable Acts, laws, rules and regulations of the relevant Exchange(s) and Depository.
- Observe and comply with all directives and guidelines issued by regulatory authorities, including the Information Technology and the Bank’s internal policies and procedures.
4. Trading Operations Support
- Work closely with the licensed representative to ensure smooth and uninterrupted day-to-day trading operations.
- Assist in trade monitoring, confirmation processes and operational support to facilitate efficient trading activities.
Skills
Compliance