- Salary
- $100k – $120k
- Location
- New York, New York, United States
- Workplace
- Hybrid
- Type
- Full-time
- Department
- Post Trade Services
- Seniority
- Senior
- Source
- Recruitee
Description
Location: New York
Role Type: Full-Time
We are seeking an experienced Regulatory Reporting Operations SME to provide hands-on support across the day-to-day operation, control and oversight of regulatory reporting, identify systemic issues, and work with relevant teams on long term remediation solutions.
This is an operational SME role requiring strong practical knowledge of regulatory and transaction reporting. You will be responsible for monitoring reporting activity, investigating exceptions and rejects, performing reconciliations, resolving data quality issues and ensuring regulatory submissions are accurate, complete and delivered within required timelines.
You will also support a platform migration, helping to embed the platform into BAU reporting processes and ensuring an effective transition into the target operating model.
Key responsibilities:
Own and support day-to-day regulatory reporting across applicable regimes, ensuring submissions are accurate, complete and delivered within regulatory timelines.
Monitor daily reporting activity and investigate exceptions, rejects and reconciliation breaks, driving issues through to resolution.
Perform reporting reconciliations and identify and resolve data quality and trade reporting discrepancies.
Work hands-on with transaction and reporting data to understand the root cause of reporting issues and support remediation.
Provide SME support across regulatory reporting regimes including SEC SBS, CFTC, EMIR, SFTR and MiFID II, as applicable.
Maintain and enhance reporting controls to improve reporting accuracy, completeness and operational efficiency.
Work closely with business stakeholders, operations, technology teams, reporting vendors, trade repositories and service providers to resolve reporting issues.
Provide subject matter expertise on reporting obligations, UTI/UTR generation, lifecycle events, reconciliations and reporting controls.
Support the onboarding, testing and operational adoption of Report Hub, including data mapping, testing, workflow design and production readiness.
Support regulatory change initiatives, platform upgrades and new reporting requirements.
Produce relevant management information, KPI reporting and governance materials.
Maintain audit-ready documentation and provide support for regulatory reviews, examinations and internal audits.