- Location
- Gujarat International Finance Tec-City, Gujarat
- Workplace
- Onsite
- Type
- Full-time
- Department
- Legal
- Experience
- 3+ years
- Education
- Bachelor
- Source
- RecruiterFlow
Description
MANDATORY REQUIREMENTS
• 3+ years of Compliance experience in Financial Services.
• Exposure to Category 3 AIF/Fund Management Entity/Asset Management setup.
• Working knowledge of IFSCA regulations and FATCA/CRS compliance.
ABOUT THE CLIENT
Our client is a leading real estate-focused investment management platform specializing in structured investments, Alternative Investment Funds (AIFs), and innovative real estate financing solutions across India.
JOB ROLES & RESPONSIBILITIES
• Ensure compliance with IFSCA regulations, AML/CFT guidelines, FEMA provisions, and other applicable regulatory requirements.
• Manage end-to-end investor onboarding, including KYC/CDD reviews, UBO verification, sanctions screening, PEP checks, and risk categorization.
• Oversee AML monitoring, transaction reviews, regulatory reporting, periodic KYC refresh, and maintenance of compliance records.
• Ensure compliance with FATCA/CRS requirements and investor due diligence obligations.
• Assist in preparation, implementation, and review of compliance policies, AML frameworks, risk assessments, and internal controls.
• Handle regulatory filings, audit requirements, inspections, and regulatory correspondence.
• Support fund launches, investor onboarding, and ongoing compliance requirements for domestic and international investors.
• Monitor regulatory developments and advise internal stakeholders on compliance implications and implementation requirements.
• Coordinate with fund administrators, custodians, auditors, legal advisors, and other service providers on compliance-related matters.
• Work closely with operations, legal, finance, and investment teams to ensure adherence to regulatory and compliance requirements.
QUALIFICATION & EXPERIENCE
• Bachelor's degree in Commerce, Finance, Accounting, Law, or a related discipline. CA, CS, CFA, CAMS, or other relevant certifications will be preferred.
• 3+ years of experience in Compliance, KYC/AML, Investor Onboarding, Regulatory Compliance, or Financial Services.
• Strong knowledge of IFSCA regulations, AML/CFT requirements, FEMA, FATCA/CRS, and investor onboarding processes.
• Experience in UBO identification, sanctions screening, PEP reviews, AML monitoring, and regulatory reporting.
• Strong stakeholder management, communication, analytical, and documentation skills.
OTHER DETAILS
Reporting To: COO
Industry Target: Financial Services | Asset Management | Alternative Investments (AIF) | Wealth Management | Fund Management
Work Model Arrangement: Onsite
