Head of Compliance

Location: Bangalore

Experience: 8–10 Years

Industry: Financial Services / Alternative Investment Funds

Role Overview:

We are looking for an experienced Compliance Head to lead and manage the regulatory and compliance framework for a Fund Management Entity (FME) managing Alternative Investment Funds (AIFs). The role will be responsible for ensuring adherence to regulatory requirements, strengthening governance frameworks, and acting as a key liaison with regulators.

Key Responsibilities:

• Lead end-to-end compliance for AIFs in line with SEBI (AIF) Regulations and FME guidelines
• Act as the designated Compliance Officer/Principal Officer (as applicable)
• Manage regulatory filings, reporting, and disclosures with SEBI / IFSCA / other regulators
• Draft, review, and update PPMs, policies, SOPs, and internal compliance frameworks
• Ensure ongoing compliance with AML/KYC norms, FATCA, CRS, and related regulations
• Monitor changes in regulatory landscape and implement necessary updates
• Conduct compliance audits, risk assessments, and internal reviews
• Liaise with trustees, custodians, auditors, and legal advisors
• Support fund structuring, onboarding, and operational compliance
• Build and mentor the compliance team as the organization scales

Key Requirements:

• 8–10 years of experience in compliance within AIF / PMS / Asset Management / FME
• Strong knowledge of SEBI AIF Regulations, IFSCA guidelines (for GIFT City exposure preferred)
• Experience in handling regulatory inspections and audits
• Prior experience as a Compliance Officer or in a senior compliance leadership role
• Familiarity with fund documentation, investor onboarding, and reporting frameworks
• Strong stakeholder management and communication skills

Preferred Qualifications:

• LLB / CA / CS / MBA (Finance) or relevant qualification
• Experience working with Category I / II / III AIFs
• Exposure to international fund structures or GIFT City regulations is an added advantage