- Type
- Full-time
- Department
- Legal
- Experience
- 5+ years
- Education
- Bachelor
- Source
- RecruiterFlow
Description
Position Name – Compliance Officer
Location - Gift city
Experience Range – 5+ years
Mandatory Requirement:
- 5+ years of experience in Alternate Investment Fund regulations
- CS or CA
- Minimum 4+ years of post-CS membership experience
- Experience in dealing with foreign law firms
- Should be equipped to do research under SEBI AIF Regulations, FEMA, regulations
About the client: Our client is one of the top investment management companies. It pursues investments where strategy, talent management, operational execution, and related business-building skills can drive significant value creation. Our client is an early-stage fund investing in three areas - Consumer Brands, Consumer Technology, and Fintech.
Job Roles and Responsibilities:
- Investor onboarding (Documentation preparation, signing, KYC)
- Various SEBI, Gift city and RBI compliances relating to investors (AML/ CFT, CKYC etc)
- Support in the fund raise process
- Build relationship with Gift regulators and ensure regulatory compliance, inspection management
- Support LP management
- Any other ancillary functions
MMust have:
- Investor compliance experience
- SEBI & RBI compliance
- Investor onboarding experience
- Meets gift city compliance officer criteria
- Well-spoken and be able to liaison with Investors
- Well spoken and be able to liaison with Regulators
- Experience in regulator management
- Should be ok to work in Gift city office independently and individually
- Travel to Bangalore office periodic intervals
Other Details:
-
- LLB degree will be an added advantage
- Good communication skills – Oral & Written and interaction skills
Skills
AMLKYCCompliance