- Location
- ZA
- Type
- Full-time
- Department
- Legal
- Closing date
- Today
- Source
- Vincere
Description
Role Title
Senior Compliance Officer (Financial Markets & Wealth Management)
Client Summary
Our client is one of South Africa’s leading, highly respected financial services groups with an extensive footprint in wealth management, investment management, and securities trading. Known for an entrepreneurial yet disciplined culture, our client empowers its teams with autonomy while maintaining top-tier governance and regulatory standards. They offer a stable, high-performance environment where compliance professionals are valued as vital strategic partners to the business.
Job Description
Are you an experienced compliance professional looking to step into a high-impact, formally appointed role covering both capital markets and private wealth?
We are seeking a proactive and skilled Senior Compliance Officer to join our client's established Legal & Compliance team based in Johannesburg. In this position, you will be formally appointed across key operating entities, serving as a trusted advisor to senior leadership, portfolio managers, and trading desks.
You will oversee a dynamic regulatory portfolio comprising Category I (JSE Member operations), Category II (Discretionary Investment Management), and specialized asset-backed lending credit operations. Working directly alongside the Head of Legal & Compliance, you will enjoy a high degree of ownership and direct regulatory interaction with key industry bodies.